Sylvia is a member of Sutherland’s Financial Services Group, where she focuses her practice on regulatory and compliance issues facing broker-dealers, registered and unregistered investment funds, and their investment advisers. Sylvia counsels financial institutions on the design and implementation of a variety of SEC-registered and unregistered investment products and regularly handles matters relating to the establishment and operation of public and private closed-ended funds and business development companies, including compliance with and exemptions from the Investment Company Act of 1940.
Sylvia is fluent in Spanish. Prior to joining Sutherland, she worked in the accounting department of Lazard.
Sylvia is a member of Sutherland’s Professional Development Committee and Diversity and Inclusion Committee.
PROFESSIONAL AND COMMUNITY INVOLVEMENT
- Member, District of Columbia Bar
- Member, State Bar of Georgia
- Member, American Bar Association
- Member, National Bar Association
RECENT PUBLICATIONS
- Co-author, “Keeping it in the Family: Dodd-Frank Exempts Family Offices from the Advisers Act,” The Investment Lawyer, Vol. 18, No. 3 (March 2011)
- Co-author, “Non-Securities Regulations Continue to Rain Down on Securities Firms: Regulation S-AM is the Latest,” Practical Compliance and Risk Management for the Securities Industry (January–February 2010)
© 2012 Sutherland Asbill & Brennan LLP