Neil S. Lang,
Brian L. Rubin,
Eric A. Arnold,
Holly H. Smith,
W. Mark Smith,
Cheryl L. Haas-Goldstein,
S. Lawrence Polk
October 30, 2008
The Hotel Minneapolis
Minneapolis,
Minnesota
Attorneys from Sutherland's securities regulatory, enforcement and litigation practice groups will host securities symposia for attorneys and compliance officers affiliated with broker-dealers and investment advisers. We are pleased to offer this program at The Hotel Minneapolis in Minneapolis, Minnesota.
Topics addressed will include:
- How to Handle Regulators
- Retirement Market Developments
- Privacy and Information Security
- Compensation and Advisor Issues
- Sales to Seniors
- Monitoring Representatives
- Subprime & ARS Litigation
There is no cost to attend this program. Lunch will be served.
For more information and to register, click here.
© 2012 Sutherland Asbill & Brennan LLP
