James M. Cain
, Susan S. Krawczyk
, S. Lawrence Polk
, Brian L. Rubin
, W. Mark Smith
April 21, 2009
The Langham Hotel, Boston, Massachusetts
Sutherland Partners James M. Cain, Susan S. Krawczyk, S. Lawrence Polk, Brian L. Rubin and W. Mark Smith are speaking at a Securities Symposium on April 21, 2009, in Boston, Massachusetts. This program, hosted by Sutherland, is for attorneys and compliance officers with broker-dealers and investment advisers.
The topics of discussion will include: how to handle regulators; retirement market developments; securities litigation; developments affecting distribution and sales practices; derivatives: lessons from Lehman, new trading platforms and the specter of additional regulation; “hot topics” in the enforcement arena; and current financial crisis: where are we headed?
There is no cost to attend this program. Breakfast and lunch will be served. For more information and to register for this event, click here.
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