Sutherland Partner Brian Rubin Quoted in The Wall Street Journal

April 22, 2013

Sutherland FINRA Focus #3: 2012 Research Analyst and Research Report Cases

March 18, 2013

Sutherland FINRA Focus #2: 2012 Due Diligence Sanctions

March 15, 2013

Sutherland FINRA Focus #1: 2012 Suitability Sanctions

March 14, 2013

Annual Sutherland Analysis of FINRA Sanctions Shows Number of Enforcement Actions Rises Slightly in 2012, Fines Jump by 15%

March 13, 2013

FINRA on the Ad Beat

March 1, 2013

FINRA’s Enhanced Power to Demand Your Docs Could Reach Far Into Your Business

February 4, 2013

Industry Girds for DOL Fiduciary Rule

January 29, 2013

Recent Court Order Reminds Firms To Review for Privilege—Or Face the Consequences

January 1, 2013

Bracing for Self-Regulation

April 18, 2011

Sutherland’s Michael Koffler Wins Burton Award for Distinguished Writing

April 28, 2010

FINRA 2008: An Oscar Winning Year?

June 3, 2009

Sutherland Files Comment Letter Responding to SEC Proposed Amendments to Form ADV

May 16, 2008