REPRESENTATIVE EXPERIENCE
Mary Jane’s extensive representative experience includes:
- Representing major U.S. life insurance companies in multi-state market conduct examinations, unclaimed property audits and Attorney General investigations regarding unclaimed insurance benefits.
- Representing a significant U.S. life insurance subsidiary of a major foreign holding company before the SEC’s Division of Investment Management and the Division of Trading and Markets to successfully register an innovative U.S. variable annuity for sale to U.S. expatriates living abroad.
- Representing a group of large affiliated U.S. life insurance companies before the SEC’s Division of Investment Management in the registration of affiliated guarantees and parental credit support agreements in variable product registration statements.
- Representing a Chief Compliance Officer of a significant U.S. life insurance company in an SEC inquiry into sales practices to seniors.
PROFESSIONAL AND COMMUNITY INVOLVEMENT
- Member, Business Law Section, American Bar Association
- Member, Investment Management Committee, Corporation, Finance and Securities Law Section, District of Columbia Bar
- Member, Women’s Bar Association of the District of Columbia
- Former Member, Steering Committee, Georgetown University Law Center’s Women’s Forum
RECENT PUBLICATIONS AND SPEAKING ENGAGEMENTS
- Author, Speaker and Moderator, “State Market Conduct Issues and Developments: Annual Statements, Suitability and Unclaimed Life Insurance Benefits,” ALI-ABA Conference on Life Insurance Company Products (November 3–4, 2011)
- Co-author, “Who Will Benefit From Unclaimed Insurance Property Audits: Beneficiaries? Really?,” National Underwriter Life & Health (June 20, 2011)
- Author, “Proposed Rule 151A: Costs and Controversies,” ALI-ABA Conference on Life Insurance Company Products Course Materials (November 2008)
- Co-author, “Broker-Dealer Compliance Issues: All Over the World,” Practical Compliance and Risk Management for the Securities Industry (May–June 2008)
- Co-author, “Rule 38a-1: Lessons Being Learned and Future Challenges,” ALI-ABA Conference on Life Insurance Company Products Course Materials (November 2005)
- Author, “Section 3(a)(8) Revisited: A Review of Federal Regulatory Challenges Facing Issuers of Fixed Insurance Products,” ALI-ABA Conference on Life Insurance Company Products Course Materials (November 2003)
- Speaker, “SEC Rule 17Ad-17: What Does It Mean For You?” Uniform Property Professionals Organization (March 12, 2012)
- Speaker, “Navigating Through Uncertainty: Life Insurance Regulation and Unclaimed Property Audits,” Swiss Re Webinar (March 7, 2012)
- Speaker, “Top 10 for 2012: 10 Pending Developments All Wealth Management/ Compliance Lawyers Should Be Watching,” Wealth Management/HIMCO Law and Compliance Law Day, Hartford, Connecticut (March 2, 2012)
- Speaker, “Hot Topics for Insurance Products,” Wealth Management/HIMCO Law and Compliance Law Day, Hartford, Connecticut (March 2, 2012)
- Speaker, Webinar: "Navigating Through Uncertainty: Life Insurance Regulation and Unclaimed Property Audits," (November 15, 2011)
- Speaker, “Annuity Disclosure Developments,” ALI-ABA Conference on Life Insurance Company Products (October 28–29, 2010)
- Speaker, “Navigating the Changing Landscape of Financial Services Regulatory Reform: The Impact on the Life Insurance Industry,” American Council of Life Insurers (ACLI) 2009 Annual Conference (October 18–20, 2009)
- Speaker, ALI-ABA Conference on Life Insurance Company Products (November 13–14, 2008)
- Speaker, Forty Act Attorneys of Connecticut, Summer Meeting (August 21, 2008)
- Speaker, NAVA 2008 Regulatory Affairs Meeting (June 2008)
- Speaker, NAVA 2008 Marketing Meeting (February 24–27 2008)
- Speaker, NAVA 2007 Annual Meeting (September 9–11, 2007)
- Speaker, The Association of Life Insurance Counsel (May 21–23, 2006)
- Speaker, The 2006 Retirement Industry Conference (April 5–7, 2006)
- Speaker, “Rule 38a-1: Lessons Being Learned and Future Challenges,” The 23rd Annual ALI-ABA Conference on Life Insurance Company Products (November 4-5, 2005)
- Speaker, CBI's Executive Summit on Insurance Compliance, Transparency and Ethical Conduct (May 19-20, 2005)
- Speaker, “Lawyer Liability in the Post-Enron Era: Lessons Learned from the Google Case,” and “Update of Equity Indexed Annuities,” 40 ACT Attorneys' Association of Connecticut (January 13, 2005)
- Speaker, “Section 3(a)(8) Revisited: A Review of Federal Regulatory Challenges Facing Issuers of Fraud Insurance Products,” 21st Annual ALI-ABA Conference on Life Insurance Company Products (November 20-21, 2003)
- Speaker, “Assessing Legal and Compliance Risk Management: A Case Study,” ACLI Compliance Section Annual Meeting (July 16-18, 2003)