Publications
‘Like’ It Or Not: Broker-Dealers And Social Media Access
June 28, 2012 Law360
Whither Fee-Based Accounts: The DC Circuit Vacates Investment Advisers Act Rule 202(A)(11)-1
June 2007 The Investment Lawyer
Final SEC Rule Addressing Broker-Dealer Exclusion from Definition of Investment Adviser
June 2005 The Investment Lawyer
"Banks Selling Annuities," (Chapter 5), Annuities Answer Book, (3rd ed.) (2000)
