REPRESENTATIVE EXPERIENCEHarry has advised issuers, investment banks or third-party acquirers in connection with the following representative transactions:
- $130 million initial public offering of Medley Capital Corporation.
- $55 million recapitalization of GSC Investment Corp. (now known as Saratoga Investment Corp.) by Saratoga Partners.
- $450 million shelf offering of first mortgage bonds by Oglethorpe Power Corporation.
- $50 million at-the-market-offering by Fifth Street Finance Corp.
- $200 million acquisition of Patriot Capital Funding, Inc. by Prospect Capital Corporation.
- $500 million Rule 144A offering of first mortgage bonds by Oglethorpe Power Corporation.
- $140 million of shelf offerings by Fifth Street Finance Corp.
- $400 million Rule 144A offering of first mortgage bonds by Great River Energy.
- $660 million Rule 144A of limited liability company membership interests by Solar Capital LLC (known Solar Capital Ltd.).
- $50 million of shelf offerings by Main Street Capital Corporation.
- $140 million initial public offering of Fifth Street Finance Corp.
RECENT PUBLICATIONS AND SPEAKING ENGAGEMENTS
- Author, “Opportunities for Private Companies,” Insights: The Corporate & Securities Law Advisor (June 2012)
- Co-author, “SEC Revamps Investment Adviser Regulatory Scheme as Mandated by the Dodd-Frank Act,” TerraLex Connections (August 30, 2011)
- Author, Publicly Traded Private Equity Review (November 2008)
- Author, Publicly Traded Private Equity Review (June 2008)
- Author, “Inside the Minds, The Roles and Motivations of Key Players in Corporate Governance Cases,” (2007)
- Co-author, “Protecting Against Director Misconduct: A Risk Management Approach,” Directors Monthly, National Association of Corporate Directors (January 2007)
- Co-author, “To Market, To Market,” Legal Times (November 21, 2005)
- Co-author, “Shedding New Light on Business Development Companies,” The Investment Lawyer (October 2004)
- Author, “Attorney Beware: Sarbanes-Oxley Act Pitfalls,” PCAOB Reporter, Vol. I Issue 9 (August 18, 2003)
- Co-author, Corporate Governance Policy (Annotated Discussion Draft) (March 2003)
- Contributor, “2004 Corporate Secretary’s Answer Book” (2004)
- Author, “The New Face of Stock Option Repricing: Stock Option Exchange Offers,” Corporate Governance Advisor (July/August 2001)
- Author, “Rule 144A,” R.R. Donnelley Financial’s RealCorporateLawyer.com (November 2001)
- Speaker, “Launching and Managing a BDC,” Capital Roundtable (January 31, 2013)
- Speaker, “BDC Basics: What Every New BDC Must Know Before Launching,” Capital Roundtable (January 30, 2013)
- Speaker, “The JOBS Act: A Brave New World for BDC IPOs?” Sutherland Quick Call (May 23, 2012)
- Speaker, “Best Practices for Launching and Managing a BDC,” Capital Roundtable (May 3, 2012)
- Speaker, “BDC Compliance: Understanding the Regulatory Perspective,” Sutherland Quick Call (November 2, 2011)
- Speaker, BDC Roundtable (September 4-5, 2007)
- Speaker, Corporate Counsel Institute (November 30 – December 1, 2006)
- Speaker, Presentation to Merrill Lynch & Co. Inc. Regarding Capital Market Transactions Involving Real Estate Investment Trusts (January 11, 2005)
