Energy Securities

Sutherland's energy securities practice includes representation of both issuers and underwriters in public and exempt offerings, as well as SEC periodic reporting and other compliance matters.  As part of a broad-ranging practice in securities matters for issuers, underwriters and investment advisors, Sutherland has an energy securities practice which includes:

  • Representation of issuers and underwriters in both initial public offerings and offerings by established public companies, including shelf registrations;
  • Tax exempt financings and other exempt offerings, including 144A, Regulation D and Regulation S offerings; 
  • Assistance and advice with respect to periodic reports and release of material information, compliance with new legislation and SEC rules and regulations;
  • Assistance with obtaining of no-action letters and exemptive relief from the SEC in connection with Securities Act transactions and Exchange Act reporting; and
  • Advice on compliance with the Sarbanes-Oxley Act of 2002 and the SEC's related regulations.

Sutherland attorneys who service our energy clients' securities needs are active in a variety of transactions for electric and investment banker clients.