REPRESENTATIVE EXPERIENCE
Representative matters illustrating Carol’s extensive experience include the following:
- Representing a Fortune 100 company in resolving a more than $400 million pension audit dispute with the IRS.
- Assisting a number of Fortune 25 to Fortune 200 companies, as well as tax-exempt organizations, in redesigning and restating their officer and other nonqualified deferred compensation plans, including foreign plans, for compliance with Internal Revenue Code Section 409A, as well as Section 162(m) performance-based compensation requirements.
- Advising a 7,000-employee corporation on all aspects of health and welfare plan compliance.
- Advising with respect to employee benefits aspects of numerous corporate transactions, reductions in force and early retirement windows.
- Assisting clients with compliance reviews of qualified retirement plans and use of IRS correction programs.
PROFESSIONAL HONORS AND AWARDS
- Named to The Best Lawyers in America in the area of employee benefits law (2009, 2010)
- Fellow, American College of Employee Benefits Counsel
- Selected for inclusion in Washington, D.C., Super Lawyers® in the area of Employee Benefits/ERISA and Tax (2009, 2010)
PROFESSIONAL AND COMMUNITY INVOLVEMENT
- Member, American Bar Association
- Former Chair, Employee Benefits and Executive Compensation Committee, Section of Business Law, American Bar Association (1997–2001)
- Former Chair, Joint Committee on Employee Benefits, American Bar Association (2001–2002)
- President and Chairman of the Board, Gifts for the Homeless Inc.
RECENT PUBLICATIONS AND SPEAKING ENGAGEMENTS
- Author, “Health and Welfare and Other Employee Benefits,” Corporate Controller’s Manual (2nd & 3rd editions)
- Co-chair, ABA Joint Committee on Employee Benefits (JCEB), National Institute on Health and Welfare Plans since 2007
- Speaker, “401(k) Fiduciary Compliance: What Plan Sponsors Need to Know,” BNA LegalEdge Live Conference (April 23, 2008)
- Speaker, “The Final 409A Regulations and Employment Agreements,” American Bar Association, Joint Fall Meeting of Taxation and Real Property, Trust and Estate Law Sections (September 29, 2007)
- Speaker, “Drafting Employment Agreements After 409A,” American Bar Association, Annual Meeting, Section of Business Law (August 13, 2007)
- Speaker, “The Latest Twist on 409A,” American Bar Association Midyear Tax Section Meeting (January 19, 2007)