Harry Pangas represents issuers and investment banking firms in connection with public and private offerings of equity and debt securities, including initial public offerings (IPOs), Rule 144A offerings, shelf offerings, at-the-market offerings, registered direct offerings, high-yield bond offerings, convertible debt offerings and rights offerings. Harry also regularly advises public companies on compliance with ongoing SEC reporting obligations and other securities laws, including Section 16(b) compliance, Rule 10b5-1 plans, the Sarbanes-Oxley Act, Form S-8 and proxy disclosure, as well as the corporate governance listing requirements of the national securities exchanges.
In addition, Harry has developed a niche practice representing financial services companies, including business development companies (BDCs), private investment funds, lending cooperatives, banks and insurance companies, in connection with a myriad of securities transactional and regulatory matters.
Harry previously worked at the SEC in Washington, D.C.
Sutherland handles MCG Capital's $56 million follow on offering.
Sutherland handled MCG Capital's $56 million follow on equity shelf offering.
Sutherland handles Allied Capital's nontransferable rights transaction.
Sutherland counseled Allied Capital Corporation on its nontransferable rights transaction.