Harry S.
Pangas
Partner

202.383.0805

Harry Pangas represents issuers and investment banking firms in connection with public and private offerings of equity and debt securities, including initial public offerings (IPOs), Rule 144A offerings, shelf offerings, at-the-market offerings (ATMs), registered direct offerings, high-yield bond offerings, convertible debt offerings and rights offerings.  Harry also regularly advises public companies on compliance with ongoing SEC reporting obligations and other securities laws, including Section 16(b) compliance, Rule 10b5-1 plans, the Sarbanes-Oxley Act, Form S-8 and proxy disclosure, as well as the corporate governance listing requirements of the national securities exchanges.

In addition, Harry has developed a niche practice representing financial services companies, including business development companies (BDCs), private investment funds, lending cooperatives, banks and insurance companies, in connection with a myriad of securities transactional and regulatory matters.   

Harry previously worked at the SEC in Washington, D.C.

Harry has advised clients in connection with the following representative transactions:

Public Transactions

  • ATMs for several BDCs, including Medley Capital Corporation and Stellus Capital Investment Corporation
  • $175 million institutional bond offering by Main Street Capital Corporation, a BDC
  • Up to $1.5 billion continuous public offering by Sierra Income Corporation, a non-traded BDC
  • $250 million institutional bond offering by Fifth Street Finance Corporation, a BDC
  • $930 million initial public offering of Apollo Investment Corporation, a BDC
  • $200 million acquisition of Patriot Capital Funding, Inc. by Prospect Capital Corporation
  • $140 million initial public offering of Fifth Street Finance Corp., a BDC
  • $130 million initial public offering of Medley Capital Corporation , a BDC
  • $120 million initial public offering of Stellus Capital Investment Corporation, a BDC
  • $105 million initial public offering of Prospect Capital Corporation, a BDC
  • $92 million retail bond offering of Main Street Capital Corporation, a BDC
  • $75 million public follow-on offering of equity securities of Seacoast Banking Corporation of Florida, a bank holding company
  • $60 million retail bond offering of Medley Capital Corporation, a BDC
  • $60 million initial public offering of Main Street Capital Corporation, a BDC
  • $50 million at-the-market-offering of Fifth Street Finance Corp. , a BDC
  • $42 million retail bond offering of Saratoga Investment Corp. , a BDC
  • $40 million retail bond offering of KCAP Financial, Inc. , a BDC 

Private Transactions

  • $500 million Rule 144A/ Regulation S first mortgage bond offering of Tri-State Generation and Transmission Association, Inc., an electric cooperative
  • Strategic transaction involving NGP Capital Resources Company and Oak Hill Advisors, L.P.
  • $660 million Rule 144A of equity securities of Solar Capital LLC, a private investment fund
  • $500 million Rule 144A first mortgage bond offering of Oglethorpe Power Corporation, an electric cooperative
  • $400 million Rule 144A first mortgage bond offering of Great River Energy, an electric cooperative 
  • $200 million Rule 144A of debt securities of an insurance holding company
  • $172 million Rule 144A convertible bond offering of Fifth Street Finance Corp., a BDC
  • $55 million recapitalization of GSC Investment Corp. (now known as Saratoga Investment Corp.), a BDC
Education
  • J.D., cum laude, Tulane University Law School
  • B.S., cum laude, Syracuse University
Bar Admissions
  • District of Columbia
  • Massachusetts
  • New York

Our Story

Sutherland Asbill & Brennan LLP is a law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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