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FINRA Arbitration and Enforcement Actions

June 18, 2013

Insured Retirement Institute (IRI) Litigation Summit, Government Legal & Regulatory Conference

Sutherland invites you to register now for the Insured Retirement Institute (IRI) Litigation Summit on June 18 as part of IRI's annual meeting in Washington, D.C.

For the third year, Sutherland is co-sponsoring the Litigation Summit, which focuses exclusively on topics of importance to financial services litigators. This program will be co-moderated by Sutherland Partner Phil Stano, who will be joined by other attorneys from Sutherland's Financial Services Litigation, ERISA Litigation, and Securities Enforcement practices, all of whom will offer their observations on current litigation trends facing annuity and other financial services providers.
 

FINRA Arbitration and Enforcement Actions
Phillip E. Stano, S. Lawrence Polk, Brian L. Rubin,

2012 saw many new developments in FINRA arbitration and enforcement actions. This session will provide a comprehensive review of recent arbitration rule changes and enforcement actions. Panelists will focus on issues including suitability, due diligence, class action bars and advertising claims.

Following the Litigation Summit, Sutherland is hosting a reception for all meeting participants.


To register for the conference, click here or call 202.469.3000.

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click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
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