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Investment Adviser Regulation Treatise


Practising Law Institute

Sutherland Partner Cliff Kirsch is the author of PLI's Investment Adviser Regulation Treatise.  The new third edition of Investment Adviser Regulation describes Regulation S-AM, which tightens the privacy requirements on client financial information • the various proposals on harmonizing broker-dealer and financial adviser regulation • proposals on increased fiduciary responsibilities • as well as the need for the development of improved risk management systems as a result of recent market disruptions.
Updated at least once a year, Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law is a crucial handbook for investment advisers, securities attorneys, compliance personnel, and federal and state regulators, and a useful reference for today's investors.

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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
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© 2016 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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