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SEC and FINRA Enforcement Actions

September 14, 2012

FINRA CLE SuperCourse

Brian Rubin, formerly Deputy Chief Counsel of Enforcement at NASD and Senior Enforcement Counsel with the SEC, lead a discussion on the current hot issues in SEC and FINRA enforcement actions and provide tips on handling investigations at the 2012 FINRA CLE Supercourse.

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click to watch Videocast: Sutherland SALT Scoreboard – 2nd Quarter Highlights
Videocast: Sutherland SALT Scoreboard – 2nd Quarter Highlights
Washington, DC
Elizabeth S. Cha, Associate
Washington, DC
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