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The Playing Field: The Dodd-Frank Reform Bill Afterlife

September 1, 2010
Investment Advisor
The Dodd-Frank Reform Bill left open the possibility that broker-dealers could be subject to a fiduciary standard. Partner Michael B. Koffler is quoted by Investment Advisor stating that broker-dealers should be careful about using their possible status as a fiduciary to attract business. To read Michael’s comments and the full article, click here.
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click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
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