In the News

Search In the News
Search by date
Choose From Date
Choose To Date

Sutherland Partner Quoted on New "Revolving Door" Rule

July 11, 2011
In the July 11, 2011, issue of BD Week, Sutherland Partner Bryan M. Ward was quoted on a new "revolving door" rule that FINRA recently filed with the SEC. The new regulation requires former high-ranking FINRA officials who are lawyers to wait a year before appearing before the agency's adjudicatory forums on behalf of clients. In the article, Bryan questioned the significance of the new rule, pointing out that a year is not much time and that the rule is limited to "officials." For more information on the new FINRA regulation, read "FINRA issues new revolving-door restriction for high-level officials" here. BD Week provides regulatory news and compliance best practices.
Related Practices/Industries

Our Story

Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2016 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
Add this page to MYBRIEFCASE
News/Commentary - Sutherland Partner Quoted on New "Revolving Door" Rule
Save ChangesDownload MYBRIEFCASEClear All