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Sutherland Partner Quoted on New "Revolving Door" Rule

July 11, 2011
In the July 11, 2011, issue of BD Week, Sutherland Partner Bryan M. Ward was quoted on a new "revolving door" rule that FINRA recently filed with the SEC. The new regulation requires former high-ranking FINRA officials who are lawyers to wait a year before appearing before the agency's adjudicatory forums on behalf of clients. In the article, Bryan questioned the significance of the new rule, pointing out that a year is not much time and that the rule is limited to "officials." For more information on the new FINRA regulation, read "FINRA issues new revolving-door restriction for high-level officials" here. BD Week provides regulatory news and compliance best practices.
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