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John Walsh Still Has Compliance’s Back After Stepping Down as SEC Exam Chief

November 2011
Reuters

In a recent Reuters article, Sutherland Partner John H. Walsh discusses the importance of identifying whether or not a compliance professional has supervisory responsibilities. Walsh, former chief counsel and associate director of the Office of Compliance Inspections and Examinations at the SEC, notes that clearly defined responsibilities help in the context of a lawsuit or a regulatory action.

To read the article in full, click here.

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