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Internal Changes at SEC’s Exam Division

December 6, 2011

In a recent article in Advisor One, Sutherland Partner John H. Walsh comments on the SEC’s exam program. The article, "Internal Changes at SEC’s Exam Division," focuses on potential changes as a result of Section 914 of Dodd-Frank. Walsh, the former associate director and general counsel at OCIE, offers insight into what he believes is next.

To read the article in full, click here.

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