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Brokers Can Take Practical Steps For Any Fiduciary Regime Change, Lawyer Says

October 22, 2010
Although it is uncertain whether the Securities and Exchange Commission will move forward under the financial reform act to impose a fiduciary duty on broker-dealers, Financial Services Partner Clifford E. Kirsch notes that there are practical steps brokerage firms can take to prepare for a possible new regime. To read Cliff’s comments and the full article, click here.
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