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Bracing for Self-Regulation

April 18, 2011
In a recent video interview with Suzanne Barlyn, of Dow Jones Newswires, Financial Services Partner Michael B. Koffler discusses the possible creation of a self-regulatory organization (SRO) for registered investment advisers. In the interview, Michael addresses concerns with new regulation and the likely oversight of Financial Industry Regulatory Authority (FINRA).

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click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
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