Articles

Search Articles
Search by date
Choose From Date
Choose To Date
SearchClear

The Buck Stops...Where? Liability of Presidents And Chief Executive Officers in SEC and FINRA Enforcement Actions

August 8, 2011

Reprinted with permission from BNA Securities Regulation & Law Report  

Resources
Related Practices/Industries

Our Story

Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2016 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
MYBRIEFCASE
Add this page to MYBRIEFCASE
Add Page to MYBRIEFCASE
News/Commentary - The Buck Stops...Where? Liability of Presidents And Chief Executive Officers in SEC and FINRA Enforcement Actions
Current MYBRIEFCASE Pages
Save ChangesDownload MYBRIEFCASEClear All