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The Social Network Unhinged

June 2013

Reprinted with permission from Banking & Financial Services Policy Report


The Internet presents new opportunities and challenges as broker-dealers and investment advisers increasingly move online to communicate more effectively and quickly with clients and investors. In their article, “The Social Network Unhinged: #TopSocialMediaEnforcementIssuesintheSecuritiesIndustry,” which appeared in the June 2013 issue of Banking & Financial Services Policy Report, Sutherland attorneys Brian L. Rubin and Caroline A. Crenshaw review recent social media enforcement actions brought by the SEC and FINRA and discuss challenges facing the securities industry as it lives and expands on the Internet.

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