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Journal of Investment Compliance, Vol. 14, No. 2
During the annual SEC Speaks conference, hosted by the Practising Law Institute in cooperation with the U.S. Securities and Exchange Commission, Commissioners and participants discussed the SEC’s accomplishments in 2012 and its agenda for 2013. In their “Summary of selected sessions from ‘The SEC Speaks in 2013,’” published in the Journal of Investment Compliance, Sutherland's Brian L. Rubin, Carmen L. Brun, Jaliya Stewart Faulkner, Michael K. Freedman, Kurt Lentz and Jae C. Yoon summarize the presenters’ remarks, which provide insight into the SEC’s key rulemaking, projects and policy priorities.