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The CPO and CTA Regulatory Regimes: What Operators of and Advisers to Commodity Pools Should Expect in 2013

May 2013

Futures & Derivatives Law Report

There were a number of significant changes to the regulatory regime for commodity pool operators and commodity trading advisors in 2012. In their article, “The CPO and CTA Regulatory Regimes: What Operators of and Advisers to Commodity Pools Should Expect in 2013,” which appeared in the May 2013 issue of Futures & Derivatives Law Report, James. M. Cain, Daphne G. Frydman and Raymond D. Ramirez explore the implications of these changes, which caused various types of collective investment vehicles to become subject to the oversight of the Commodities Futures Trading Commission.

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