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CFTC Enforcement in 2013: When Less Is More (March 17, 2014)
Bloomberg BNA Securities Regulation & Law Report
In his article, “CFTC Enforcement in 2013: When Less Is More,” Sutherland partner Greg Kaufman addresses the drop in the number of enforcement actions and increase in sanctions issued by the ...
FATCA Regs Come Up Short for P&C Insurance Industry (March 10, 2014)
The U.S. Department of the Treasury and the Internal Revenue Service “pre-released” on February 20 the new final and temporary regulations under the Foreign Account Tax Compliance Act (FATCA). The ...
FINRA Sanctions Analysis for 2013 (March 2014)
Insights: The Corporate & Securities Law Advisor
In their article, “FINRA Sanctions Analysis for 2013,” published in Insights Sutherland partner Brian Rubin and associate Andrew McCormick analyze the top enforcement issues for FINRA in 2013, as ...
Private Fund Related Performance––Avoiding the Pitfalls (February 2014)
In the February 2014 issue of Compliance Corner, Sutherland partner Michael B. Koffler and associate Issa J. Hanna, “Private Fund Related Performance – Avoiding the Pitfalls.” The authors address ...
Taxes (March 2014)
Captive Insurance Company Reports
In March’s issue of Captive Insurance Company Reports, Sutherland partner P. Bruce Wright writes about trends and decisions he expects to come from the IRS this year, including tax captive income, ...
Bring Your Own Device, Don’t Bring Your Own Drama (February 11, 2014)
Bring Your Own Device (BYOD) programs can offer significant cost savings for employers, so it is no surprise that the BYOD movement is growing. A company puts itself at risk by moving forward without ...