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click to watch Videocast: Financial and Technology Issues for U.S. Broker-Dealers
Videocast: Financial and Technology Issues for U.S. Broker-Dealers
On February 26, 2015, the Securities Exchange Commission (“SEC”) approved proposed Financial Industry Regulatory Authority (“FINRA”) rules that will substantially reduce the number of public arbitrators on the roster for FINRA arbitrations.1 The SEC stated the new rules will help to “address any perceived bias of public arbitrators” and “enhance the perception of neutrality” within FINRA arbitrations.2 The rule is the conclusion of a rulemaking process that began on June 17, 2014, when FINRA filed a proposed rule change with the SEC to change the definition of the terms “non-public arbitrator” and ... more

Features
Legal Alerts
Legal Alert: U.S. Supreme Court Sends 4-R Act Case Back to Lower Court for the Second Time March 5, 2015
A day after issuing its decision in Direct Marketing Ass’n v. Brohl, the U.S. Supreme Court decided Alabama Department of Revenue v. CSX Transportation, Inc.1 The Court held that a rail carrier can ...
Articles
Making the Economics of New York Energy Storage Systems Work March 2, 2015
An ongoing incentive program in New York is giving a financial boost to plans to deploy energy storage systems for customers of Consolidated Edison Company of New York Inc. Jointly administered by ...
Blogs
U.S. Supreme Court Sends 4-R Act Case Back to Lower Court for the Second Time March 5, 2015
A day after issuing its decision in Direct Marketing Ass’n v. Brohl, the U.S. Supreme Court decided Alabama Department of Revenue v. CSX Transportation, Inc. The Court held that a rail carrier can ...
In the News
Newsmakers March 2, 2015
Lino Mendiola III is featured in a Texas Lawyer article for joining Sutherland’s Austin office as partner in the Energy, Environmental and Commodities Practice Group.
Press Releases
Sutherland Recognized at Pro Bono Partnership of Atlanta Awards Reception March 3, 2015
ATLANTA—Sutherland Asbill & Brennan LLP is pleased to announce that the firm was recognized with the “2014 Cornerstone Award” during the annual Pro Bono Partnership of Atlanta (PBPA) awards reception ...

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click to watch Videocast: Financial and Technology Issues for U.S. Broker-Dealers
Videocast: Financial and Technology Issues for U.S. Broker-Dealers
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