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Sutherland counsels major broker-dealer group with a wide range of matters.

DescriptionSutherland represents a premier broker-dealer group that oversees one of the largest independent U.S. broker-dealer networks. We assisted with developing a wealth management platform and in designing and implementing compliance policies and structures in response to new Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) rules.
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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Sutherland counsels major broker-dealer group with a wide range of matters.
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