Experience

Search Experience
SearchClear


Obtained dismissal of administrative actions brought against a broker-dealer by three state securities agencies.

Description
Obtained dismissal of administrative actions brought against a broker-dealer, investment adviser, portfolio manager and a number of other individuals by three state securities agencies involving marketing, due diligence, suitability and supervision of sales of high-yield bond funds.
Related People
Related Practices/Industries

Our Story

Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
MYBRIEFCASE
Add this page to MYBRIEFCASE
Add Page to MYBRIEFCASE
Experience - Obtained dismissal of administrative actions brought against a broker-dealer by three state securities agencies.
Current MYBRIEFCASE Pages
Save ChangesDownload MYBRIEFCASEClear All