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Won a favorable settlement for a broker-dealer defendant in a selling-away case involving dozens of Ponzi-scheme investors and an imprisoned former registered representative.

ClientBroker-dealer
Region
Georgia
Description
Achieved a favorable settlement on behalf of a broker-dealer defendant in a Georgia state court selling-away case involving dozens of Ponzi-scheme investors and an imprisoned former registered representative. We achieved the settlement after reducing claims through a motion to dismiss and eliciting key admissions from investors in depositions.
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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Won a favorable settlement for a broker-dealer defendant in a selling-away case involving dozens of Ponzi-scheme investors and an imprisoned former registered representative.
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