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Represented a national broker-dealer in more than 200 FINRA arbitrations arising from the dramatic drop in value of proprietary mutual funds.

ClientNational Broker-Dealer
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Represented a national broker-dealer in more than 200 FINRA arbitrations arising from the dramatic drop in value of proprietary mutual funds. We have been lead counsel in taking more than 20 of these cases to final hearing before arbitration panels.
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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Represented a national broker-dealer in more than 200 FINRA arbitrations arising from the dramatic drop in value of proprietary mutual funds.
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