Experience

Search Experience
SearchClear


Obtained full dismissal with prejudice on a motion to dismiss in a FINRA arbitration of failed private placement claims for a broker-dealer client.

ClientBroker-dealer
Region
New Hampshire
Description
Secured a full dismissal with prejudice for our broker-dealer client on a motion to dismiss a FINRA customer arbitration of claims involving failed private placements.
Related Practices/Industries

Our Story

Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
MYBRIEFCASE
Add this page to MYBRIEFCASE
Add Page to MYBRIEFCASE
Experience - Obtained full dismissal with prejudice on a motion to dismiss in a FINRA arbitration of failed private placement claims for a broker-dealer client.
Current MYBRIEFCASE Pages
Save ChangesDownload MYBRIEFCASEClear All