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Convinced FINRA that a broker-dealer's sales of a gold certificate program did not constitute illegal sales of securities.

ClientGold broker-dealer
Description
Represented a broker-dealer in a FINRA investigation into its gold certificate program. We successfully convinced FINRA that there was no merit to its position that the firm was illegally selling securities.
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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Convinced FINRA that a broker-dealer's sales of a gold certificate program did not constitute illegal sales of securities.
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