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Obtained a defense award and full expungement of claims for a broker-dealer and registered representative in arbitration involving allegations of unsuitable recommendations and conflicted research.

ClientBroker-dealer and registered representative
Description
Obtained a defense award and full expungement of claims on behalf of a broker-dealer and registered representative after the evidentiary hearing in an NASD customer arbitration involving allegations of unsuitable  recommendations and conflicted research relating to various equities and mutual funds.
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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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Atlanta, GA
Washington, DC
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Experience - Obtained a defense award and full expungement of claims for a broker-dealer and registered representative in arbitration involving allegations of unsuitable recommendations and conflicted research.
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