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Negotiated a global resolution of multiple actions brought by a former agent alleging selling away and other improper activities against a broker-dealer.

ClientBroker-dealer
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Defended a broker-dealer in multiple actions filed in Georgia state court alleging selling away and other improper activities by a former agent. We successfully negotiated a global resolution of these claims through mediation.
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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Negotiated a global resolution of multiple actions brought by a former agent alleging selling away and other improper activities against a broker-dealer.
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