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Sutherland represents broker-dealer in Ponzi investigations.

ClientBroker-dealer
Description
Sutherland negotiated a settlement in a Ponzi-scheme case with state regulators that not only avoided any fine or other penalty for the broker-dealer, but also praised the broker-dealer for its efforts and concern for its clients.

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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Sutherland represents broker-dealer in Ponzi investigations.
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