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Sutherland represents a coalition of broker-dealers over standard of care legislative proposals.

ClientCoalition of broker-dealers
Description
Sutherland represented a coalition of broker-dealers in connection with legislative proposals to impose a standard of care on broker-dealers similar to that imposed on advisers pursuant to the Advisers Act. Our work involved analysis and research of the regulatory framework governing broker-dealer and adviser standards of care and related disclosure requirements.  We continue to work with this coalition.
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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Sutherland represents a coalition of broker-dealers over standard of care legislative proposals.
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