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Sutherland counsels exchange-traded funds distributor in FINRA investigation.

ClientU.S. ETF Distributor
Description
Sutherland replaced prior outside counsel in representing a distributor of exchange-traded funds (ETFs) in a FINRA investigation relating to marketing and sales. After the filing of multiple submissions, Sutherland convinced FINRA to close its investigation.

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Washington, DC
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Experience - Sutherland counsels exchange-traded funds distributor in FINRA investigation.
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