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Served as court-appointed receiver for a major independent clearing broker, overseeing the distribution of more than $227 million in cash and securities to customers.

DescriptionCounseled the court-appointed receiver for a major independent clearing broker. Working with the SEC and FINRA, more than $227 million in cash and securities was distributed to customers before the SIPIC declared the broker-dealer insolvent.
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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Served as court-appointed receiver for a major independent clearing broker, overseeing the distribution of more than  $227 million in cash and securities to customers.
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