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Conducted an internal investigation of a privately held company following the "noisy" withdrawal of its general counsel, who made allegations about the company and its chairman to the SEC and FINRA.

ClientPrivately held company
Description
Conducted an internal investigation of a privately held company following the "noisy" withdrawal of its general counsel, who made allegations to the SEC and FINRA about illegal activities by the company and its chairman. The findings of the investigation were reported to the SEC and FINRA. Afterwards, both regulators declined to investigate the allegations further.

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Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Conducted an internal investigation of a privately held company following the "noisy" withdrawal of its general counsel, who made allegations about the company and its chairman to the SEC and FINRA.
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