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Developed a comprehensive compliance manual addressing SEC, CFTC and NFA rules for investment advisers that are commodity pool operators affiliated with a large insurance company.

ClientLarge U.S. investment adviser affiliated with a large insurance company
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Developed a comprehensive compliance manual for investment advisers that are commodity pool operators and are affiliated with a large life insurance company. The manual addressed the rules and regulations established by the Securities and Exchange Commission, Commodity Futures Trading Commission and National Futures Association governing investment advisers, investment companies and commodity pool operators.

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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Developed a comprehensive compliance manual addressing SEC, CFTC and NFA rules for investment advisers that are commodity pool operators affiliated with a large insurance company.
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