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Sutherland counsels broker-dealers and their parent companies in financial matters before regulators.

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Sutherland counsels broker-dealers and their parent companies in matters before the SEC and FINRA, including defense of alleged violations of the SEC net capital and customer protection rules.
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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
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Experience - Sutherland counsels broker-dealers and their parent companies in financial matters before regulators.
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