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Who’s Minding The Store? Liability of Compliance & Legal Officers

July 18, 2011

Webinar

Sutherland Partner Brian L. Rubin will participate in a Webinar on July 18, 2011 entitled "Who’s Minding The Store? Liability of Compliance & Legal Officers." The Webinar will focus on CCO liability and its effect on firms. Brian will discuss the recent SEC/FINRA cases imposing supervisory liability, steps to take to avoid supervisory liability and what to do when problems arise in your firm.

To view this presentation, please click here.

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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
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