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SEC Exams: Proven-in-Practice Guidance to Survive and Thrive Before, During & After an Exam

November 15, 2011

IA Watch Webinar

Sutherland Partner John H. Walsh is joining a panel of experts for an IA Watch webinar on SEC Exam Trends on November 15, 2011. John will discuss best practices for investment advisers to use in handling visits by examiners.

For more information, link here.

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Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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