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Rule 3110: Opening Gates for Optimum Corporate Performance

January 27, 2009

Knowledge Congress Webinar

Sutherland Partner Brian L. Rubin is speaking at a Knowledge Congress Webinar on Rule 3110: Opening Gates for Optimum Corporate Performance, January 27, 2009, from noon to 2:00 p.m. (EST). NASD Rule 3110 provides specific requirements for how NASD members capture and store customer information. The rule applies to all records, mail, e-mail and instant messages, which account for most of the data collected from customers. The rule also specifies how the records are processed, stored and in what format. Failure to comply with Rule 3110 could lead to substantial penalties.

This panel of distinguished professionals and key regulators will help attendees understand the impact of Rule 3110 and the indexed annuities market. The speakers will present a two-hour live Webinar.

For more information and to register for this event, click here.

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