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Compliance Issues In Financial Advisor Distribution

February 1, 2006 - February 3, 2006

The College Savings Foundation Forum

Sutherland Partner Michael Koffler served as a panelist at the workshop "Compliance Issues In Financial Advisor Distribution" at The College Savings Foundation Forum on February 2, 2006 in Coconut Grove, Florida. The workshop discussed how recent regulations and interpretive notices have resulted in an added level of compliance and complexity for 529 plan managers, broker/dealers, financial advisors and third party administrators who sell 529 plans. The session provided a detailed review of 529 regulations under the MSRB rules and addressed the sales and disclosure challenges facing 529 plans.

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Videocast: DOL Fiduciary Rule Litigation Impacts
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