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Latest Trends and Hot Issues in Securities Enforcement

February 2012

Sutherland Securities Symposium

At the Sutherland Securities Symposium, held February 2, 2012 in St. Louis, Missouri, Sutherland Asbill & Brennan Partners Keith J. Barnett, Olga Greenberg, Brian L. Rubin, W. Mark Smith, Avital Stadler and John H. Walsh are discussing the latest trends and hot issues in securities enforcement. Specifically, topics include:

  • Legislative and Regulatory Update, including Dodd-Frank, FINRA Financial Rules Updates and Suitability—Olga Greenberg, Brian Rubin and John Walsh
  • Update on How to Handle Regulators—Olga Greenberg, Brian Rubin and John Walsh
  • Retirement Market Developments—Mark Smith
  • Hot Enforcement Issues—Olga Greenberg, Brian Rubin
  • Reflections on the Current Regulatory Environment--John Walsh
  • Securities Litigation and Arbitration Update—Keith Barnett, Avi Stadler

For more information, click here.
 

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