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March 22, 2009 - March 25, 2009
Securities Industry and Financial Markets Association (SIFMA) Compliance & Legal Division 2009 Annual Seminar
Sutherland Partner Eric A. Arnold is speaking at the Securities Industry and Financial Markets Association (SIFMA) Compliance & Legal Division 2009 Annual Seminar, March 22-25, 2009, at the JW Marriott Desert Ridge in Phoenix, Arizona. Eric is part of a panel on "Variable Annuities Sales Practice." The panel’s discussion will include: new rules, regulations and interpretations; sales practice and suitability; issues, including use and abuse of riders; practical supervisory tips; equity-indexed annuities; and 529 college savings plans.
Sutherland is also a proud sponsor of the seminar, which brings together members of the Compliance and Legal community to discuss the current challenges facing the industry. This year’s seminar has expanded its scope, and new panels will focus on topics such as Legal and Compliance Challenges in the Current Environment, Legislative Developments, Cross-Border Litigation and Regulatory Issues, State Regulatory Issues, Bank Regulatory Exams and the Foreign Corrupt Practices Act.
For more information and to register for this event, click here.