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SEC Inspections and Examinations of Hedge Funds and Private Equity Firms

March 6, 2013

PLI: Hedge Fund Enforcement and Regulatory Developments Winter 2013 Conference

Sutherland Partner John H. Walsh is speaking on a panel at the PLI: Hedge Fund Enforcement and Regulatory Developments Winter 2013 Conference on March 6, 2013, in New York, New York. The panel, entitled "SEC Inspections and Examinations of Hedge Funds and Private Equity Firms," will discuss several topics including: 

  • The SEC’s investment adviser examination program
  • How best to prepare for an SEC exam
  • The interplay between OCIE and enforcement
  • The SEC’s focus on conflicts of interest, portfolio management, valuation, marketing, insider trading and custody

For more information about the conference, click here.

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