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Sutherland Partner Clifford E. Kirsch is speaking at PLI’s Broker-Dealer and Adviser Regulatory Compliance Forum 2010, on September 17, 2010, in New York, New York. Cliff is the chair of this panel discussion.
During this program, a distinguished faculty of practitioners and regulators will review current regulatory initiatives and recent examination and enforcement activity to give attendees a multi-faceted perspective on requirements and best practices in this area.
For more information and to register for the event, click here.