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Risk: How to Serve the Growing Needs of Clients and Advisors While Managing Organizational Risk

January 23, 2012

One Voice 2012: Financial Services Institute Annual Broker-Dealer Conference 

Three Sutherland partners are speaking at the One Voice 2012: FSI Broker-Dealer Conference, January 24, 2012 in Orlando, Florida. The event is geared toward independent broker-dealers and financial advisers to share today’s best practices of the industry. Their presentations include:

  • ERISA, DOL and Fiduciary Standards – What to Expect This Session – W. Mark Smith
  • Risk: How to Serve the Growing Needs of Clients and Advisors While Managing Organizational Risk – Brian L. Rubin 
  • Regulatory Hot Topics: What Your Firm Needs to Know – John H. Walsh

For more information and to register, click here.

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Videocast: DOL Fiduciary Rule Litigation Impacts
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