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Sutherland Partner Holly H. Smith is speaking at The National Society of Compliance Professionals’ 2010 National Meeting, in Baltimore, Maryland, November 1–3, 2010. Holly is part of a panel entitled "An Overview of FINRA Regulatory Notices Issued During the Prior 12 Months." This panel will present an overview of recent FINRA regulatory notices and will discuss current and pending rule proposals and the status of the FINRA Rule reconciliation process.
Sutherland is a proud sponsor of this event.
For more information and to register for this event, click here.